Authorities Cited: Code of Federal Regulations 17 C.F.R. § 201.1001 Supreme Court 425 U.S. 185, 201 446 U.S. 680, 697 Circuit Courts 281 F.2d 581, 583-584 553 F.2d 1033, 1044 867 F.2d 1049, 1051-1052 897 F.2d 97, 102 2 F.3d 529, 534 54 F.3d 387, 391-392 119 F.3d 1219, 1226-1227 139 F.3d 674, 677-678 150 F.3d 675, 681-682 150 F.3d 726, 728-729 212 F.3d 180, 192 232 F.3d 1258, 1264 425 F.3d 143, 153 426 F.3d 786, 795 428 F.3d 1088, 1099 513 F.3d 702, 704