Authorities Cited: Code of Federal Regulations 17 C.F.R. § 210.4 Supreme Court 406 U.S. 128, 153-154 485 U.S. 224, 240 Circuit Courts 772 F.2d 231, 241 988 F.2d 635, 639 123 F.3d 394, 398-403 143 F.3d 263, 268 183 F.3d 542, 548-553 281 F.3d 613, 619 300 F.3d 881, 896 301 F.3d 688, 693 364 F.3d 671, 680-698 399 F.3d 651, 669-679 485 F.3d 840, 845 Federal Rules of Civil Procedure Fed. R. Civ. P. 12(b)(6)