Authorities Cited: United States Code 29 U.S.C. § 1002(21)(A) 29 U.S.C. § 1002(21)(A)(i) 29 U.S.C. § 1104(a)(1) 29 U.S.C. § 1104(a)(1)(B) 29 U.S.C. § 1104(a)(1)(C) 29 U.S.C. § 1104(a)(1)(D) 29 U.S.C. § 1104(a)(2) 29 U.S.C. § 1107(b)(1) 29 U.S.C. § 1107(d)(3) Code of Federal Regulations 17 C.F.R. § 230.428(a)(1) Supreme Court 516 U.S. 489, 497-505 517 U.S. 882, 890 525 U.S. 432, 438-444 530 U.S. 211, 225-226 Circuit Courts 716 F.2d 1455, 1466-1467 965 F.2d 660, 665 37 F.3d 1069, 1071 62 F.3d 553, 557-572 66 F.3d 1447, 1451 173 F.3d 313, 322 287 F.3d 394, 401 360 F.3d 1090, 1096-1099 402 F.3d 1267, 1277 405 F.3d 278, 284 429 F.3d 556, 562 445 F.3d 413, 416 476 F.3d 299, 308-309 497 F.3d 410, 416-417 503 F.3d 340, 346-347 263 F. Supp. 2d 745, 760-766 309 F. Supp. 2d 861, 869 391 F. Supp. 2d 812, 825-833