Authorities Cited: United States Code 15 U.S.C. § 77(k) 15 U.S.C. § 77(k)(a) 15 U.S.C. § 77(l) 15 U.S.C. § 77(o) 15 U.S.C. § 78(j)(b) 15 U.S.C. § 78(t)(a) Code of Federal Regulations 17 C.F.R. § 229.101 17 C.F.R. § 229.303(a)(3)(ii) Circuit Courts 836 F.2d 1292, 1299 847 F.2d 735, 738 987 F.2d 278, 284 82 F.3d 1194, 1202 84 F.3d 402, 406 87 F.3d 1252, 1254 143 F.3d 1293, 1296 168 F.3d 423, 430 171 F.3d 43, 47-49 182 F.3d 799, 802 186 F.3d 157, 166-167 187 F.3d 1271, 1277-1278 226 F.3d 275, 288 228 F.3d 154, 161-164 990 F.3d 617, 632 Federal Rules of Civil Procedure Fed. R. Civ. P. 11(b) Fed. R. Civ. P. 11(b)(3) Fed. R. Civ. P. 12(b)(6)